Erste Asset Management Investment Blog

Our ESG partners’ view on nuclear energy and sustainability

Our ESG partners’ view on nuclear energy and sustainability
(c) Unsplash

The proposal announced by the EU Commission on the last day of 2021 to include certain activities in connection with nuclear power and natural gas in the EU Taxonomy via a supplementary delegated legal act raised a lot of eyebrows. After heated discussions at the beginning, the issue quickly calmed down again though.

In view of the tense situation between the EU and Russia, Erste AM has contacted its ESG research partners in order to get an update on their current handling of nuclear energy in their ESG assessment. We asked them, among other things, how they saw and rated nuclear power in general, what they thought about different sectors, utility companies, and the financial sector in this context, and what their stance was on small modular reactors (SMRs).

Pros & cons of nuclear power

Both ESG research partners have years of experience in the field of company (e)valuation. As different as their approaches may be, both try to be objective by taking into account positive and negative aspects and using them to inform their assessment of the sustainability efforts of the respective company.

They generally regard nuclear power as reliable source of basic-load power with minimal CO2 emission intensity, but they consider other aspects such as the disposal and storage of radio-active waste, water consumption for the cooling system, radiation contamination by leaks, regulatory risks (exit from, or re-entry of, nuclear power) as negative.

Utility companies

An important aspect in the assessment of a utility company is the energy mix employed in power generation. Here, a large share of nuclear power has a positive climate effect due to less CO2 emission, whereas aspects such as water consumption, operating safety (radiation), and the disposal and storage of nuclear waste eat into the valuation. According to ISS ESG, an investment strategy that hinges on the construction of new nuclear reactors would be negatively assessed. MSCI believes that not many listed utility companies, with the exception of state-controlled ones, will invest in new reactors, the main reasons being regulatory requirements, high risk of delays in the planning, construction, and start-up phase, resulting overspending, and relatively high operating costs of nuclear energy in comparison with power generated from wind, solar, gas, and even anthracite coal.

Financials

ISS ESG used different indicators to value companies in the financial sector, depending on the business model. If environmental and social guidelines exist that exclude the provision of financial services to the nuclear power sector and its infrastructure, this is rated positively. The same is true for the financing of renewable energy or solutions geared towards the increase in energy efficiency. The exclusion of nuclear power from the investment business is rated positively in connection with general asset management services, structured investment products, and/or brokerage services. MSCI believes that new nuclear power plants tend to be driven by state subsidies or investments rather than private investments.

Small Modular Reactors (SMRs)

We have seen an increase in the number of reports on so-called small modular reactors (SMRs). Some investors have discussed them as possible interesting investment opportunity. Several EU countries have shown interest and also announced research funds.

To this, our ESG research partners have pointed out that the development of SMRs is still at an early stage. While we have seen some progress in nuclear technology (SMRs, micro-reactors, and fusion) recently, it will take a while for them to be market-ready. The supporters refer to the benefits of SMRs such as lower costs, faster construction, and flexibility when it comes to the choice of location. However, initial projects seem to suggest significant overspending, much like with conventional nuclear power plants. It is also still unclear whether SMRs can compete with wind and solar power in terms of cost structure. And it is unclear to what degree regulatory requirements such as design certification, building licences, or environmental standards support or impede the introduction of nuclear power plants. Even if SMRs may contain less nuclear material, one should not forget the cumulative effect of such plants. Here, too, one would have to clarify what kind of waste would accrue, how much of it would be produced, how long it would remain radioactive, and how it could be disposed of and stored professionally. And lastly, one would also have to ensure the same level of safety for numerous decentralised SMRs as for the traditional variety of power plants.

Sources:
ISS ESG Insight
IAEA Small modular reactors

Legal note:

Prognoses are no reliable indicator for future performance.

DOSSIER

RESPOND TO THE ARTICLE

Legal disclaimer

This document is an advertisement. Unless indicated otherwise, source: Erste Asset Management GmbH. The language of communication of the sales offices is German and the languages of communication of the Management Company also include English.

The prospectus for UCITS funds (including any amendments) is prepared and published in accordance with the provisions of the InvFG 2011 as amended. Information for Investors pursuant to § 21 AIFMG is prepared for the alternative investment funds (AIF) administered by Erste Asset Management GmbH pursuant to the provisions of the AIFMG in conjunction with the InvFG 2011.

The currently valid versions of the prospectus, the Information for Investors pursuant to § 21 AIFMG, and the key information document can be found on the website www.erste-am.com under “Mandatory publications” and can be obtained free of charge by interested investors at the offices of the Management Company and at the offices of the depositary bank. The exact date of the most recent publication of the prospectus, the languages in which the key information document is available, and any other locations where the documents can be obtained are indicated on the website www.erste-am.com. A summary of the investor rights is available in German and English on the website www.erste-am.com/investor-rights and can also be obtained from the Management Company.

The Management Company can decide to suspend the provisions it has taken for the sale of unit certificates in other countries in accordance with the regulatory requirements.

Note: You are about to purchase a product that may be difficult to understand. We recommend that you read the indicated fund documents before making an investment decision. In addition to the locations listed above, you can obtain these documents free of charge at the offices of the referring Sparkassen bank and the offices of Erste Bank der oesterreichischen Sparkassen AG. You can also access these documents electronically at www.erste-am.com.

N.B.: The performance scenarios listed in the key information document are based on a calculation method that is specified in an EU regulation. The future market development cannot be accurately predicted. The depicted performance scenarios merely present potential earnings, but are based on the earnings in the recent past. The actual earnings may be lower than indicated. Our analyses and conclusions are general in nature and do not take into account the individual characteristics of our investors in terms of earnings, taxation, experience and knowledge, investment objective, financial position, capacity for loss, and risk tolerance.

Please note: Past performance is not a reliable indicator of the future performance of a fund. Investments in securities entail risks in addition to the opportunities presented here. The value of units and their earnings can rise and fall. Changes in exchange rates can also have a positive or negative effect on the value of an investment. For this reason, you may receive less than your originally invested amount when you redeem your units. Persons who are interested in purchasing units in investment funds are advised to read the current fund prospectus(es) and the Information for Investors pursuant to § 21 AIFMG, especially the risk notices they contain, before making an investment decision. If the fund currency is different than the investor’s home currency, changes in the relevant exchange rate can positively or negatively influence the value of the investment and the amount of the costs associated with the fund in the home currency.

We are not permitted to directly or indirectly offer, sell, transfer, or deliver this financial product to natural or legal persons whose place of residence or domicile is located in a country where this is legally prohibited. In this case, we may not provide any product information, either.

Please consult the corresponding information in the fund prospectus and the Information for Investors pursuant to § 21 AIFMG for restrictions on the sale of the fund to American or Russian citizens.

It is expressly noted that this communication does not provide any investment recommendations, but only expresses our current market assessment. Thus, this communication is not a substitute for investment advice, does not take into account the legal regulations aimed at promoting the independence of financial analyses, and is not subject to a prohibition on trading following the distribution of financial analyses.

This document does not represent a sales activity of the Management Company and therefore may not be construed as an offer for the purchase or sale of financial or investment instruments.

Erste Asset Management GmbH is affiliated with the referring Sparkassen banks and Erste Bank.

Please also read the “Information about us and our securities services” published by your bank.

Subject to misprints and errors.

Share post:
Exit mobile version