Responsible investment universe

Responsible investment universe
Responsible investment universe
Share post:

The definition of the investment universe is the most important step in the construction of a fund

AdmittedDecember 2017 – February 2018

NIBC Bank N.V.  (Sector: Banks), EAM ESG rating 03/2018 of B-, is a Dutch bank that specialises in advisory, individually structured finance, and equity solutions. Among its clients are SMEs, financial institutions, institutional investors and others in North and Western Europe.

  • 😊 Signing of the Equator Principles, a voluntary regulatory framework of banks that calls for compliance with environmental and social standards in the area of project finance, in November 2010
  • 😊 Strict and comprehensive environmental and social guidelines for the credit check process and/or investment banking activities for business clients and public corporate bodies
  • 😊 Comprehensive, sector-specific guidelines for environmental and social credit
  • 😊 Numerous offers for employees to optimise the work/life balance

Sunrun Inc. (sector: Electrical Components & Equipment), EAM ESG rating 03/2018 of B-, is among the leading providers and installers of photovoltaics roof systems and storage systems for consumers in the USA.

  • 😊 100% of sales generated by the development and installation of solar systems for retail end customers
  • 😊 Anti-corruption guideline applies to all employees
  • 😢 No or very little reporting on social and ethical aspects
  • 😢 No sustainability reporting


Canon Inc. (sector: Technology Hardware), EAM ESG rating 03/2018 of C+, is among the global leaders in the development and sale of digital imaging solutions. The company offers solutions in connection with photography, film, multifunctional print and cop systems, printing for the graphic design industry, software with workflow solutions to optimise internal communication processes within the company, cloud-based services and apps, and services.

  • 😢 Excluded due to animal testing beyond statutory specifications (see also Sustainability Report 2017)
  • 😊 Signing of the UN Global Compact in January 2017
  • 😊 All products fulfil European RoHS directive (CE labelling to limit hazardous substances in electrical devices)
  • 😢 Penalties or warnings by various financial supervision authorities due to inappropriate procedures in the takeover of Toshiba Medical Systems
  • 😊 Upward potential with regard to the management of employee rights and working conditions in the supply chain

[Alexander Osojnik]


Canon Inc.
Sustainability Report 2017
– MSCI ESG, ISS-oekom

NBIC Bank N.V.
Equator Principles
– MSCI ESG, ISS-oekom 

Sunrun Inc.
– MSCI ESG, ISS-oekom



Legal disclaimer

This document is an advertisement. All data is sourced from ERSTE-SPARINVEST Kapitalanlagegesellschaft m.b.H., Erste Asset Management GmbH and ERSTE Immobilien Kapitalanlagegesellschaft m.b.H. unless indicated otherwise. Our languages of communication are German and English.

The prospectus for UCITS (including any amendments) is published in Amtsblatt zur Wiener Zeitung in accordance with the provisions of the InvFG 2011 in the currently amended version. Information for Investors pursuant to § 21 AIFMG is prepared for the alternative investment funds (AIF) administered by ERSTE-SPARINVEST Kapitalanlagegesellschaft m.b.H., Erste Asset Management GmbH and for ERSTE Immobilien Kapitalanlagegesellschaft m.b.H. pursuant to the provisions of the AIFMG in connection with the InvFG 2011 and regarding ERSTE Immobilien Kapitalanlagegesellschaft m.b.H. published in Amtsblatt zur Wiener Zeitung or at the web site or .

The fund prospectus, Information for Investors pursuant to § 21 AIFMG and the key investor document/KID can be viewed in their latest versions at the web site or or obtained in their latest versions free of charge from the domicile of the management company and the domicile of the custodian bank. The exact date of the most recent publication of the fund prospectus, the languages in which the key investor document/KID is available, and any additional locations where the documents can be obtained can be viewed on the web site or .

This document serves as additional information for our investors and is based on the knowledge of the staff responsible for preparing it at the time of preparation. Our analyses and conclusions are general in nature and do not take into account the individual needs of our investors in terms of earnings, taxation and risk appetite. Past performance is not a reliable indicator of the future performance of a fund.